Financial Markets Conduct Act 2020 – Four Privacy Principles – Accounting and Finance Assignment Help

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Assignment Task :

Task 1 

Read through case study 1 

a) Regulated financial advice Does David give regulated financial advice in this situation? Give reasons for your answer. 

 

You are required to:

• State wheMer or not David gives regulated financial advice in Mis situation.

• Cite and explain Me relevant sectio*) of the Financial Markets Conduct Act 2020 that supports your view. 

b) Privacy Act2020 David collects personal information from Kate. Does he collect this personal information in accordance with the privacy principles, 

 

You are required to:

• Identify the four privacy principles that cover the collectionof personal information.

• For each of the four principles, illustrate, with reference to the case study, whether David complies with each principle. 

 

Optional benefit — hiring a car Kate is adamant that she made it clear she needed cover for the cost of hiring a car. Her comments suggest that Aotearoa Insurance may have breached consumer legislation. Which Act may it have breached and bow? 

You are required to:

• Identify the Act that Aotearoa Insurance may have breached.

• Cite the two key sections of the Act that may have been breached.

• Explain why these two key sections may.. been breached. 

 

d) Human Flights Act Kate accuses Aotearoa Insurance of discrimination. Is there any 

 

You are required to:

• State whether or not Potearoa Insurance has practised discrimination In Ps dealings with Nate.

• Justify your decision with reference to the relevant sealants) of the Human Rights Act. 

(80 words) 

a) Complaints Does David apply the correct process for handling complaints) 

 

 

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